9:00 am – 10:30 am HST
12:00 pm – 1:30 pm PT
1:00 pm – 2:30 pm MT
2:00 pm – 3:30 pm CT
3:00 pm – 4:30 pm ET
Every product, service, and delivery method within your financial institution is covered by multiple laws, regulations, and best practices. Your team must understand the requirements and individual responsibilities applicable to each area. In addition to regulatory considerations, consumer protection attorneys look for violations as the basis for lawsuits. This session will focus on red flags for identity theft, bribery, privacy, and ethical issues and will break down each area and the essential compliance rules every staff member must know. It will satisfy the general training requirements on these regulations.
Continuing Education: Attendance verification for CE credits upon request
- History, coverage, essential requirements, and practical impact of each regulation
- Identity theft red flags
- Bank Bribery Act
- Privacy regulations
- Ethics programs and standards
- Documenting an effective compliance training program
- TAKE-AWAY TOOLKIT
- Key regulatory guidance
- Examination resources
- Employee training log
- Quiz you can administer to measure staff learning and a separate answer key
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WHO SHOULD ATTEND?
This informative session is designed for directors, supervisory/audit committees, volunteers, senior executives, managers, compliance staff, internal auditors, branch staff, and anyone involved with back-office operations.
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.