This is a 90-minute webinar.
9:00 am – 10:30 am HST
12:00 pm – 1:30 pm PT
1:00 pm – 2:30 pm MT
2:00 pm – 3:30 pm CT
3:00 pm – 4:30 pm ET
Record retention compliance is crucial. In developing an effective records retention and destruction policy, financial institutions must identify which records must be retained; determine how to store, retrieve, and destroy records; and when and how to implement a litigation hold.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
- Know why a record retention and destruction program is essential
- Develop general elements of a good program
- Understand legal and statutory requirements
- Manage third-party risk
- Deal with discovery issues and litigation holds
Learn how to devise and implement an effective records retention and destruction program, combining people, processes, and appropriate technology to meet compliance requirements, corporate goals, and litigation hold requirements. While retaining records is essential to meet regulatory, business, and other legal requirements, destroying records is equally important – and that includes electronic records, too.
Attendance certificate provided to self-report CE credits.
WHO SHOULD ATTEND?
This informative session is designed for senior officers, CFOs, controllers, operations officers, compliance officers, IT officers, records management staff, risk managers, attorneys, and auditors.
- Record retention checklist
- Sample record retention policy
- Checklist for developing a litigation hold
- Employee training log
- Interactive quiz
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.