Jul 13

Deposit Ops Series: Deposit Operations Comprehensive Compliance, Including BSA

Registration Options & Pricing

Please select your membership status.

Live Webinar Access Includes:

  • Unlimited Connections to Virtually Attend the Live Webinar
  • Handout & Take-Away Toolkit
  • Available on Desktop, Mobile & Tablet
  • Presenter’s Contact Info for Follow-Up

On-Demand Access Includes:

  • Unlimited Access to Webinar Recording
  • Can be viewed anytime 24/7, beginning 2 business days after the webinar
  • Handout and Take-Away Toolkit
  • Available on Desktop, Mobile & Tablet
  • Free Digital Download, yours to keep
  • Share link with anyone at your credit union
  • Presenter’s contact info for follow-up

This is a 90-minute webinar.

9:00 am – 10:30 am HST
12:00 pm – 1:30 pm PT
1:00 pm – 2:30 pm MT
2:00 pm – 3:30 pm CT
3:00 pm – 4:30 pm ET

There are numerous laws and regulations that affect deposit operations beginning with new account opening, including identifying accountholders under the USA PATRIOT Act, OFAC compliance, Truth in Savings, and other disclosure requirements. Once the account is opened, there are requirements regarding transactions (including holds on deposits), Bank Secrecy Act monitoring requirements, reporting and recordkeeping, rules relating to checks, electronic funds transfers, account insurance, etc.

Compliance with consumer protection laws and regulations is a perennial priority with examiners and auditors. Avoiding complaints and inquiries leads to a better experience for accountholders. Understanding your duties and responsibilities can make achieving this goal almost second nature. Protecting your institution from unnecessary losses due to missteps is an added plus. Learn the dos and don’ts of handling accounts the right way with this important training.

Further details will be available 45 days prior to the webinar date.

Attendance certificate provided to self-report CE credits.

Save with this series!


NOTE:  All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.


Compliance Plus, Inc.
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