Today’s Board Essentials Module 4: Implementing a Compliance Management System
Banks operate in a highly regulated industry filled with inherent risk.
To mitigate that risk, banks are required to develop
and maintain a sound compliance management system that is integrated into their
overall risk management strategy. The bank’s board is ultimately responsible
for developing and administering this compliance management system to ensure
adherence to all laws and regulations. This module will explain how the board
can satisfy its responsibilities.
NOTE: All materials are subject to
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Presented By
Spencer Fane LLP
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