BSA Officer Part 3: BSA/AML Deep Dive for the New BSA Officer

Compliance Human Resources Operations Security & Fraud

On-Demand Webinar:

StreamedMay 20, 2025Duration90 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

See Registration Options

This three-part webinar series is designed especially for BSA officers.

Part 3 will take a deep dive into the components of the BSA/AML rule, CIP documentation, CDD requirements, OFAC screening, CTR completion, maintaining information for the sale of monetary instruments and funds transfers, monitoring for and reporting suspicious activity, and much more. It will provide tools and resources to help manage your responsibilities and be a successful BSA/AML officer!

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Review the five pillars upon which your entire BSA program is built
Determine the areas of highest risk for your institution
Incorporate the components of the AML Act into your training and reporting processes
Comply with currency transaction reporting rules
Identify and report suspicious activity
Understand best practices for documenting compliance with CIP and CDD requirements
Use the information and tools provided to develop a comprehensive training and reporting program

WEBINAR DETAILS

As a BSA/AML officer you are responsible for developing and administering a program that encompasses the Bank Secrecy Act (BSA), anti-money laundering (AML), and countering the financing of terrorism (CFT). The program should identify your institution’s risks and provide adequate controls, monitoring processes, independent audits, and ongoing staff and director training. Wrapping your arms around all of these facets can seem like a daunting task. What should you focus on? What are the highest-risk areas? When is your next exam? How did the last exam go? How should new rules and updated procedures be communicated to staff and the board? How do you learn about new rules? This session will help answer these questions and more.

WHO SHOULD ATTEND?

This informative session is designed for BSA officers, BSA department staff, compliance officers, and internal auditors.

TAKE-AWAY TOOLKIT

BSA policy checklist
Accountholder risk review
SAR narrative checklist
CTR checklist
Beneficial ownership calculator
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.