Annual MLO Training & SAFE Act Compliance

November 12, 2026

Compliance Lending Managers & Supervisors

Live Webinar:

DateNov 12, 2026Duration60 minutes

08:00 AM PST09:00 AM MST

10:00 AM CST11:00 AM EST

Unlimited connections for your institution
Available on desktop, mobile & tablet
Take-away toolkit
Presenter’s contact info for questions

On-Demand Webinar:

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

See Registration Options

MLO compliance goes far beyond registration.

Strengthen your annual MLO training and SAFE Act compliance with clear guidance on registration, compensation rules, common violations, and the essential steps for a successful SAFE Act audit.

KEY WEBINAR TAKEAWAYS

Who must be registered, which employees meet the definition of a “mortgage loan originator”, and which are exempt
Initial and subsequent registration process, including proper use of forms, criminal background checks, fingerprinting, and MLO registration submission
Required policies, procedures, and compensation rules
Nine required steps for the annual audit
Loan originators are required to receive periodic training commensurate with their day-to-day origination responsibilities
How to identify and avoid five common SAFE Act violations

BONUS MATERIALS

SAFE Act FAQs issued by the CFPB
Links to exam procedures
SAFE Act compliance checklist
Template for a SAFE Act audit

WEBINAR DETAILS

What does it mean to be a mortgage loan originator (MLO)? Are the MLOs at your financial institution following all the requirements? There are mandated registration procedures and a requirement to perform an annual independent audit. This webinar will address these rules, cover the SAFE Act requirements, provide an overview of the Loan Originator Compensation Rules, reveal five common SAFE Act violations, and offer nine steps for a SAFE Act audit. The concise summary of federal regulations that apply to mortgage lending will augment the overall MLO training requirements.

WHO SHOULD ATTEND?

Mortgage loan officers and managers
SAFE Act administrators
Compliance officers
Internal auditors

TAKE-AWAY TOOLKIT

Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.