Conducting a BSA Audit
September 30, 2024
Live Webinar:
DateSep 30, 2024Duration90 minutes
08:00 AM PDT09:00 AM MDT
10:00 AM CDT11:00 AM EDT
- Unlimited connections for your institution
- Available on desktop, mobile & tablet
- Take-away toolkit
- Presenter’s contact info for questions
On-Demand Webinar:
- Unlimited & shareable access starting two business days after live stream
- Available on desktop, mobile & tablet devices 24/7
- Take-away toolkit
- Ability to download webinar video
- Presenter's contact info for questions
Are you up to speed on how to run a good BSA audit?
Auditing is an important tool at
your disposal. It can alert you to issues that regulators might find – before
they arrive. Get and stay ahead of the game with this detailed webinar that
will cover key audit areas, potential weaknesses, and how to avoid them.
AFTER THIS
WEBINAR YOU’LL BE ABLE TO:
- Use the FFIEC exam manual to develop your audit procedures
- Look at the big four — training, internal controls, BSA officers, and audit requirements
- Drill down to the core of the examination — CIP, CDD, CTRs, SARs, 314 a and b, plus recordkeeping requirements
- Examine today’s hot issues for money laundering and what to watch
- Review the risk assessment process
- Check the board oversight and culture of compliance
WEBINAR DETAILS
The BSA/OFAC audit is one line of defense before
regulators arrive at your institution. The more well developed the audit is,
the less likely a finding when the regulators come to call. This webinar will
review the FFIEC exam manual procedures in key areas of audit and BSA/OFAC
program weaknesses to guard against.
WHO SHOULD ATTEND?
This informative session
is designed for BSA/OFAC auditors, compliance officers, BSA staff, and
management.
TAKE-AWAY TOOLKIT
- A copy of the FFIEC exam manual
- Audit worksheet developed from the exam manual
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
NOTE: All materials are subject to copyright. Transmission, retransmission,
or republishing of any webinar to other institutions or those not employed by
your institution is prohibited. Print materials may be copied for eligible
participants only.
Presented By
Gettechnical Inc.
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