Job-Specific Compliance Training for Deposit Operations

Deposit operations teams face increasing pressure to navigate complex regulations while avoiding costly scrutiny, fines, and penalties. Even small missteps in areas like error resolution, funds availability, or account disclosures can quickly surface in examiner findings. This timely program goes beyond the basics to focus on the compliance areas that matter most, especially those frequently cited in consumer compliance reports. You will gain practical guidance on handling error resolutions, hold requirements, managing rate changes, and identifying triggers for subsequent disclosures. In addition, we’ll address illegal internet gambling, beneficial ownership requirements and the importance of ensuring your deposit accounts operate exactly as described in your disclosures.

• Employee training log
• Interactive quiz
• PDF of slides and speaker’s contact info for follow-up questions
• Attendance certificate provided to self-report CE credits