Simplifying the Compliance Function: Tools & Checklists to Stay on Track

Compliance staff are critical to the success of your institution’s next consumer compliance examination. With few hard deadlines, it is easy to get sidetracked and to put things off – and then suddenly to be faced with a long list to be accomplished in a short time. This webinar will provide checklists designed to keep the compliance function on track and focused on issues that pose the greatest risk. In addition, participants will receive a host of tools designed to efficiently tackle the list of required items, assist with timely completion, and stay abreast of regulatory agency trends and announcements.

Compliance is the responsibility of the whole institution. The most critical element of an effective compliance program is an engaged compliance council. This program will share several tools to aid in developing such a council, which will result in a broader consumer compliance base and connect the compliance area to changes occurring across the institution.