Financial Industry Essentials Module 6: Internal Controls: Overrides, Bank Bribery Act & Ethics

IT & Cybersecurity Auditing & Accounting Collections Compliance Frontline & New Accounts Human Resources Lending Marketing Operations Deposit Account Compliance Managers & Supervisors

Policies and procedures may feel like red tape, but they’re vital safeguards for accountholders, your institution, and your team.

This module will break down the fraud triangle and explain why overrides, transaction limits, and internal controls are essential defenses — not hassles. It will explain the Bank Bribery Act and highlight why employees, officers, and directors must avoid accepting anything of value in connection with any transaction/business. You’ll walk away informed, empowered, and ready to protect what matters most.

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your agency is prohibited. Print materials may be copied for eligible participants only.