BSA Exam Manual Series: CIP, CDD & High-Risk Customers

Operations Bank Secrecy Act (BSA)Deposit Account Compliance Fraud

On-Demand Webinar:

StreamedMar 4, 2025Duration90 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

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The BSA Exam Manual Series is a “soup to nuts” review of the manual.

This informative program will spotlight the important BSA compliance rules regarding CIP, CDD, and high-risk customers. You’ll get a thorough briefing on how to handle accountholders and the necessary documentation. This is a good opportunity to discover what the special rules are all about.

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Dissect CIP regulations to understand how to identify an accountholder through document and non-document verification
Use CDD to conduct the new account interview, establish risk, and monitor accounts
Know what constitutes a high-risk account and how to manage that relationship
Understand what types of identification are generally acceptable to regulators
Remember special rules to identify minors, elderly, and religious exceptions
Employ special rules for online account opening and updating policy and procedures

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WEBINAR DETAILS

This webinar will cover the CIP, CDD, and high-risk customers sections of the FFIEC’s BSA/AML Examination Manual line-by-line. It will provide in-depth information on how to know and manage accountholders. Learn how regulators think about risk rating accountholders and move them up and down in risk. A key component to your overall program is to identify and develop a baseline for each accountholder. This component then allows you to adequately monitor and respond to alerts in their behavior.

WHO SHOULD ATTEND?

This informative session is for AML/BSA officers, BSA staff, deposit operations personnel, trainers, compliance professionals, and management.

TAKE-AWAY TOOLKIT

Copy of the statutes, exam manual, and FAQs
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.