SAR Decision-Making

Compliance Frontline & New Accounts Human Resources Operations Security & Fraud

On-Demand Webinar:

StreamedMar 13, 2024Duration90 minutes

Unlimited & shareable access starting two business days after live stream
Available on desktop, mobile & tablet devices 24/7
Take-away toolkit
Ability to download webinar video
Presenter's contact info for questions

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Do your procedures measure up?

Do you know when to file (or not file) a SAR? What is your investigation process? What red flags should alert you to potential problems? Are you familiar with the SAR form and all its data fields? You’ll understand all this and more after attending this important program.

WEBINAR HIGHLIGHTS:

What is a red flag? An alert?
How should you respond?
What does it mean to conduct an investigation?
What is the role of the SAR committee?
When should a SAR be filed and what are the time constraints?
What happens when you decide not to file a SAR?
How often do you have to file SARs?
When do you close an account?
Consent orders when alerts are neglected
Putting together the pieces of an AML program
- The integration of the AML system, the frontline alerts, and the investigation all become your institution's AML program

WEBINAR DETAILS

There are two major sources of red flags: the AML system and the frontline. What are your procedures from system or frontline, to investigation, to SAR? These procedures could save your financial institution from expensive fraud and money laundering. Or, if improper, they could result in the lack of a systematic approach to the AML program. This session will include a review of the SAR form and its data fields.

WHO SHOULD ATTEND?

This webinar is designed for BSA officers, BSA coordinators, compliance officers, and security officers.

TAKE-AWAY TOOLKIT

Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.

TESTIMONIALS

"The information was detailed and Deborah was still able to give a wide range of suspicious activity topics. Very happy I was able to attend, and I will be passing the information along to my team."

- Bob, Great Lakes Credit Union

"The webinar provided useful resources and practical information. A very complicated topic that is subject to interpretation. Deborah brought up subjects that require thought on a very complicated program that continually becomes more intense for financial institutions."

- Pamela, Jack Daniel Employees Credit Union